Allocator OneRemote
Chief Compliance Officer – US
United States of America
Full Time
4 weeks ago
$200,000 - $280,000 USD
No H1B
Key skills
Cyber Security
About this role
Role Overview
- The CCO sits at the intersection of the SEC, Infra One's platform vision, and every GP who will depend on our compliance infrastructure.
- You will own SEC registration (Form ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators.
- Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
- Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody oversight, and AML/KYC frameworks.
- Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Requirements
- 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers.
- Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
- Prior experience with SEC registration, Form ADV filings, and exam cycles.
Tech Stack
- Cyber Security
Benefits
- Location: Remote (preferred US timezone overlap with San Francisco HQ)
- Salary Range: $200,000–$280,000 base + 20% bonus
- Equity: TBD (0.1%–0.3% depending on background)