Conducting compliance checks in the regulatory environment
Transaction monitoring, red-flag management and handling of suspicious transaction reports (STR)
Conducting and documenting risk assessments
Contributing to policy and implementation concepts for regulatory changes
Supporting examinations, audits and client projects
Taking on tasks within the compliance officer function, including possible appointment as Compliance Officer subject to appropriate qualification and formal appointment

Several years of professional experience in compliance, regulation or financial services
Confident, professional and customer-oriented demeanor
High level of discretion, reliability and sense of responsibility
Completed master’s degree (e.g., Law, Economics, Finance or comparable)
Structured, independent and meticulous way of working

Compliance Officer

Key skills