The Audit Manager II is a senior-level leader within the U.S. Compliance Audit function, providing specialized in-depth subject matter expertise
Responsible for contributing to the planning, risk assessment, and execution of audits and related processes
Lead or serve as Auditor-In-Charge on complex audit engagements
Provide day-to-day leadership, coaching, and guidance to engagement team members driving high quality, effective and timely execution of audit engagements
Oversee testing of design and operational effectiveness focused on TD Bank's US Operational Risk Management (ORM) and Enterprise Risk Management (ERM) frameworks
Ensure risk mitigation strategies are robust, effective, and aligned with regulatory standards.

Undergraduate degree required
7+ years of relevant experience
Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred
Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM)
Advanced knowledge of audit standards, procedures, laws, rules, and regulations
Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
Skilled in mentoring, coaching, and performance management
Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools.

Audit Manager II – Compliance

Key skills