AVP, Trade and Transaction Reporting Operations

Role Overview

• TTRO team’s (Trade and Transaction Reporting Operations) role is to ensure accurate, timely and complete trade reporting to regulatory regimes overseen by ESMA, MIFID II and CFTC etc.
• TTRO is also responsible for providing independent assurance and governance on a regular basis over the regulatory operational processes, including production of the relevant metrics, governance reports and regulator updates.
• You will be part of the TTRO Control Function.
• The team the candidate manages will be responsible for supporting the control functions for Trade and Transaction reporting, focusing on MIfid and other European & US regulations.
• These duties incorporate daily control, MI and exception management processes.
• User Acceptance testing required on a monthly or ad hoc basis.
• Ensuring the team execute reporting requirements and regulatory changes would be part of daily responsibilities.
• Performing Reference Data Reconciliation, initial break investigation, query monitoring and resolution.
• Advance data analytics skills and knowhow of data analytics tools is preferable to investigate huge data sets.
• Various MI creation and distribution capturing Trade Reporting, timeliness and accuracy.
• Strong analytical skills required to help the team perform complex analysis on the volumes and process flow to identify the root cause if non compliance and or issues are encountered.
• Challenge processes in accordance with the Lean methodology in order to achieve more effective processes and efficiency saves to the firm.
• Work in collaboration with the global TTRO teams to achieve and surpass business expectations.
• Ensure the team collaborates with their global colleagues in order to remove regional silos.

Requirements

• Excellent understanding of front to back system architecture and E2E processes and controls
• Good knowledge and understanding of OTC (FX, Rates, Credit, Equities & Commodities) and Fixed Income Securities eg Bonds
• Knowledge of Regulatory Reporting obligations is preferable
• Understanding of OTC Trade Lifecycle
• Demonstrable relevant experience within a similar / comparable banking environment, especially MiFID
• Ability to network and build rapport and credibility quickly with a variety of key stakeholders (Front office, Ops Senior Management, technology teams)
• Excellent knowledge of MS Office applications, including and not limited to Outlook, Excel, Word, PowerPoint
• Candidate should have data analytical skills to crunch bigger data sets.
• Experience working within a top-tier banking institution or equivalent
• The candidate must be competent in MS applications, particularly Excel, PowerPoint and Word.

Benefits

• Health insurance
• Flexible work arrangements