Lead end-to-end audit engagements for financial services clients, ensuring compliance with IFRS, UK GAAP and relevant regulatory frameworks
Oversee the planning, execution, and reporting of audits, including risk assessment, materiality determination and testing of internal controls
Ensure strict adherence to CASS requirements, including client asset safeguarding, segregation of duties and financial reporting obligations
Manage and mentor a team of auditors, providing guidance, performance feedback, and professional development opportunities
Collaborate with senior management and external stakeholders to resolve complex accounting and compliance issues
Prepare and review audit documentation, working papers, and management letters to ensure accuracy, completeness and regulatory compliance
Identify emerging risks and trends within the financial services sector and recommend enhancements to audit methodologies and controls
Contribute to the development and implementation of audit policies, procedures and quality control measures
Act as a key point of contact for clients, fostering strong relationships and ensuring high levels of client satisfaction.

Minimum of 5 years of progressive experience in audit, with a proven track record in financial services sector engagements
Professional qualification in ACCA, ACA, with full membership and active practice
In-depth knowledge and hands-on experience with CASS (Client Assets Sourcebook) and other FCA regulatory requirements
Strong understanding of financial reporting standards (IFRS, UK GAAP), internal controls and risk management frameworks
Demonstrated leadership and team management capabilities, with experience supervising junior auditors and coordinating project teams
Excellent analytical, problem-solving, and communication skills, with the ability to present complex findings clearly and concisely
Proven ability to manage multiple deadlines, high-pressure environments and complex audit scopes
Proficiency in audit software (e.g., CaseWare, TeamMate, or similar) and advanced Excel skills
Strong attention to detail, integrity and a commitment to audit quality and ethical standards.

Audit Manager

Key skills