Perform oversight of all third party and intercompany services relevant to the legal entity, including delegates such as Investment Managers and Distributors.
Drive, oversee and support all third party lifecycle activities, including risk assessments, due diligence, contracting, and ongoing monitoring, in close collaboration with the business designated vendor managers.
Act as a point of escalation for issues and escalate as applicable to the relevant Designated Person, Senior Management, and/or Governance Committees.
Partner with the business to drive adoption and adherence to the third party management framework.
Maintain the register for all third party, fourth party, and intercompany arrangements.
Support the implementation of changes to address regulations related to outsourced activities, including CP138, CP140 and DORA.

Comprehensive experience in a third party risk management and/or oversight role at a global asset manager.
Knowledge of service provider requirements supporting Front, Middle and Back Office investment management services, including risk assessments, due diligence, service oversight, and governance of critical third parties.
Good knowledge of the UK and EU regulatory environment, in particular the CBI Outsourcing Guidelines (CP138) and other regulations related to third party management and vendor risk management.
Experience of dealing with third party fund accountants, custodians, transfer agents and investment managers.
Knowledge of operational resilience, business continuity, controls, and exit strategy requirements.

Senior Consultant, Third Party Governance & Oversight – Asset Management

Key skills