Senior Compliance Expert – Securities, Anti-Trust & Fair Competition

Role Overview

• Supporting the maintenance and continuous enhancement of a robust and effective compliance framework
• Providing expert compliance advice, input and guidance on personal account dealing, information barriers, market conduct, relevant SIX requirements, anti-trust and fair competition topics
• Developing and enhancing guidance, reporting, assessment approaches, training and awareness materials
• Supporting the interpretation and application of internal requirements and external regulatory expectations
• Collaborating closely with other assurance and control functions
• Acting as a trusted partner to local and regional Compliance officers
• Engaging with senior stakeholders across Group Functions
• Contributing to oversight, monitoring and assurance activities
• Participating in and supporting strategic projects, regulatory change initiatives and cross-functional programmes

Requirements

• At least 5 years of relevant professional experience in Dealing in Securities, securities compliance, market conduct, Anti-Trust, Fair Competition or broader compliance or legal roles
• Strong knowledge of relevant laws, regulations, industry standards and emerging developments, in particular in relation to employee securities transactions, market conduct, relevant SIX requirements, Anti-Trust and Fair Competition
• University degree in law; an advanced degree or additional relevant qualifications would be an advantage
• Strong analytical and problem-solving skills
• Ability to provide clear management information and deliver concise, high-quality reporting for different stakeholder groups
• Strong interpersonal, collaboration and stakeholder management skills
• Ability to prioritize effectively and navigate complexity
• Strong written and verbal communication, presentation and facilitation skills
• Good command of standard productivity and collaboration tools, including PowerPoint, Excel, Word, Outlook, SharePoint and Microsoft 365
• Fluent written and spoken English is essential, with an additional language being an advantage.

Benefits

• Access to healthy food options
• Fitness facilities
• Bright, collaborative spaces that spark creativity
• Learning resources
• On-the-job development
• Continuous empowerment and support